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Advisor at SECURE ASSET MANAGEMENT, L.L.C.
Cook, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURE ASSET MANAGEMENT, L.L.C. | Independent wealth | Apr 22, 2024 | n/a | yes | Cook, MN | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Feb 5, 2017 | Apr 23, 2024 | no | Cook, MN|PASADENA, CA|Cook, MN|Crystal Bay, NV | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 13, 2006 | Oct 23, 2007 | no | MINNETONKA, MN|MINNETONKA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | SECURE ASSET MANAGEMENT, L.L.C. | Apr 23, 2024 | Apr 22, 2024 | -1 | Firm change | Ibd to RIA |
| RBC CAPITAL MARKETS, LLC | WESTERN INTERNATIONAL SECURITIES | Oct 23, 2007 | Feb 5, 2017 | 3,393 | Firm change after gap | Other |