DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• • K••••••••• W••••• M•••••••••
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• • K••••••••• W••••• M••••••••• | Independent wealth | Jul 21, 2014 | n/a | yes | CORAL GABLES, FL | Current employment |
| F••••• F•••••••• M••••••••• | Former SEC adviser | Mar 27, 2009 | Dec 18, 2014 | no | MIAMI, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••• F•••••••• M••••••••• | E•••••• • K••••••••• W••••• M••••••••• | Dec 18, 2014 | Jul 21, 2014 | -150 | Firm change after gap | Other |
| I••••• R••••••••• G•••• | F••••• F•••••••• M••••••••• I••• | Dec 8, 2014 | Sep 2, 2008 |
| F••••• F•••••••• M••••••••• I••• | n/a | Sep 2, 2008 | Dec 26, 2008 | no | MIAMI, FL | Previous registration |
| I••••• R••••••••• G•••• | Mixed wealth | Apr 15, 1998 | Dec 8, 2014 | no | n/a | Previous registration |
| I••••• R••••••••• G•••• | Mixed wealth | Apr 15, 1998 | Dec 31, 2004 | no | MIAMI, FL | Previous registration |
| -2,288 |
| Firm change after gap |
| Other |
| F••••• F•••••••• M••••••••• I••• | F••••• F•••••••• M••••••••• | Dec 26, 2008 | Mar 27, 2009 | 91 | Firm change | Other |