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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

ANTHONY ALBERT NARDI

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA | Rye Brook, NY

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Search this name across graphsid dfx:ria:bef2eaa2-5808-09ce-80ad-cfe429cb0157

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 11
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 20, 2014
First registration: Feb 22, 2018
Dual registered: yes, broker-dealer
Other names: NARDI ANTHONY|ANTHONY NARDI|ANTHONY A NARDI|TONY NARDI|ANTHONY NARDI
IAPD individual key: 6316932

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 3, 2022	n/a	yes	SAN DIEGO, CA\|Rye Brook, NY	Current employment
BENCHMARK ADVISORY SERVICES, LLC	No RAUM reported	Oct 11, 2021	Jan 3, 2022	no	Rye Brook, NY\|SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 23, 2019	Nov 3, 2021	no	ARDSLEY, NY\|BRONX, NY\|JACKSON HEIGHTS, NY\|WHITE PLAINS, NY\|YONKERS, NY\|WHITESTONE, NY\|YONKERS, NY\|YONKERS, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 22, 2018	Sep 25, 2019	no	IRVINGTON, NY\|DOBBS FERRY, NY\|DOBBS FERRY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENCHMARK ADVISORY SERVICES, LLC	KINGSWOOD WEALTH ADVISORS, LLC	Jan 3, 2022	Jan 3, 2022	0	Firm change	RIA to RIA
LPL FINANCIAL LLC	BENCHMARK ADVISORY SERVICES, LLC	Nov 3, 2021	Oct 11, 2021	-23	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Sep 25, 2019	Sep 23, 2019	-2	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ BENCHMARK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 11, 2021 to Jan 3, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 23, 2019 to Nov 3, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 22, 2018 to Sep 25, 2019factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
Anthony Albert Nardi left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-01-03)
Form ADVobserved 4 days ago