This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ROCKEFELLER CAPITAL MANAGEMENT

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 23, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Mar 23, 2007

First registration

Mar 5, 2012

Dual registered

yes, broker-dealer

Other names

DOMINICK A MCPEAKE

IAPD individual key

4885430

• Occurred

  Sep 10, 2026
  Advisor changed firm

  Dominick Allen Mcpeake left Lord, Abbett & Co. Llc for Rockefeller Capital Management (registered 2026-09-08)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:befa65f9-c7a3-cd06-4f83-9c74f69cee68

First observed

Mar 5, 2012

Last observed

Sep 16, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.