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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

Randolph S Clark

Advisor at OSAIC WEALTH, INC.

Pawleys Island, SC | Cornwall, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 29, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 23, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Oct 23, 1985
First registration: May 29, 2003
Dual registered: yes, broker-dealer
Other names: RANDY CLARK|RANDOLPH SHIPPEY CLARK
IAPD individual key: 1228642

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Pawleys Island, SC\|Cornwall, NY	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 18, 2020	Jun 14, 2024	no	CORNWALL, NY	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Jan 11, 2018	Sep 18, 2020	no	Cornwall, NY	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Mar 30, 2007	Jan 10, 2018	no	APPLETON, WI\|CORNWALL, NY	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	May 29, 2003	Apr 27, 2007	no	CORNWALL, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
SSN ADVISORY, INC.	SECURITIES AMERICA ADVISORS, INC.	Sep 18, 2020	Sep 18, 2020	0	Bulk transfer	Ibd to ibd
INVEST FINANCIAL CORPORATION	SSN ADVISORY, INC.	Jan 10, 2018	Jan 11, 2018	1	Firm change	Other
CANTELLA & CO., INC.	INVEST FINANCIAL CORPORATION	Apr 27, 2007	Mar 30, 2007	-28	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 18, 2020 to Jun 14, 2024factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Jan 11, 2018 to Sep 18, 2020factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Mar 30, 2007 to Jan 10, 2018factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
May 29, 2003 to Apr 27, 2007factForm ADV

Dated events

No dated event names this entity yet.