DFX Intelligence

A••••• W• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A••••• W• S••••••

Advisor at S••••• W••••• G•••• L••

EXETER, NH

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Search this name across graphsid dfx:ria:befc3f45-3034-a86b-351e-f0b44a81d95a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 26, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• G•••• L••	Independent wealth	Jan 1, 2025	n/a	yes	EXETER, NH	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 23, 2015	Jan 26, 2016	no	WHITE RIVER JUNCTION, VT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S••••• W••••• G•••• L••	Jan 26, 2016	Jan 1, 2025	3,263	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:282205:VT:2016-01-26	Jan 26, 2016	Jan 1, 2025	WHITE RIVER JUNCTION, VT	Firm change after gap

Relationships

Registered with (2)

→ S••••• W••••• G•••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2015 to Jan 26, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:befc3f45-3034-a86b-351e-f0b44a81d95a
First observed: Mar 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.