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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

STEPHEN WILLIAM GUERCIO

Advisor at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Red Bank, NJ

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Search this name across graphsid dfx:ria:bf01dd5d-66f6-9f55-d06e-e506b463fa45

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 4, 2014
First registration: Jun 6, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 1523331

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Mar 20, 2023	n/a	yes	Red Bank, NJ	Current employment
CLARK DODGE ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 31, 2018	Jan 3, 2019	no	WHITE PLAINS, NY\|WHITE PLAINS, NY	Previous registration
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Independent wealth	Aug 25, 2017	Mar 1, 2022	no	RED BANK, NJ	Previous registration
CLARK DODGE ASSET MANAGEMENT, LLC	Former SEC adviser	Jun 6, 2017	Dec 31, 2017	no	New York, NY\|WHITE PLAINS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	CLARK DODGE ASSET MANAGEMENT, LLC	Mar 1, 2022	Jan 31, 2018	-1,490	Firm change after gap	Other
CLARK DODGE ASSET MANAGEMENT, LLC	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Jan 3, 2019	Mar 20, 2023	1,537	Firm change after gap	Other
CLARK DODGE ASSET MANAGEMENT, LLC	ALEXANDER CAPITAL WEALTH MANAGEMENT LLC	Dec 31, 2017	Aug 25, 2017	-128	Firm change after gap	Other

Relationships

Registered with (2)

→ ALEXANDER CAPITAL WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 25, 2017 to Mar 1, 2022factForm ADV
→ CLARK DODGE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 31, 2018 to Jan 3, 2019factForm ADV

Dated events

Occurred
Mar 1, 2022
Advisor changed firm
Stephen William Guercio left Alexander Capital Wealth Management Llc for Clark Dodge Asset Management, Llc (registered 2018-01-31)
Form ADVobserved 5 days ago