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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
GROSSE POINTE FARMS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 18, 2011 | n/a | yes | GROSSE POINTE FARMS, MI | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Nov 14, 2007 | Mar 1, 2011 | no | GROSSE POINTE FARMS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | RAYMOND JAMES & ASSOCIATES, INC. | Mar 1, 2011 | Feb 18, 2011 | -11 | Firm change | Other |