DFX Intelligence

A••••••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A••••••••• T••••

Advisor at L•• E••••••••• L••

FORT MILL, SC | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:bf1d68b1-f0e4-0b0a-4148-1e83cc592e41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Sep 17, 2024	n/a	yes	MOUNT PLEASANT, SC\|FORT MILL, SC	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Aug 20, 2019	Aug 23, 2023	no	WEEHAWKEN, NJ\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	L•• E••••••••• L••	Aug 23, 2023	Sep 17, 2024	391	Firm change	Wirehouse to new firm
L•• F•••••••• L••	U•• F•••••••• S••••••• I•••	Jul 17, 2019	Aug 20, 2019

Relationships

Registered with (3)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Sep 17, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 20, 2019 to Aug 23, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 18, 2019 to Jul 17, 2019factForm ADV

Dated events

Occurred
Aug 23, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf1d68b1-f0e4-0b0a-4148-1e83cc592e41
First observed: Jan 18, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.