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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Green Bay, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | Green Bay, WI | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Apr 19, 2013 | Dec 1, 2025 | no | GREEN BAY, WI | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 7, 2013 | no | GREENBAY, WI|Green Bay, WI | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Oct 12, 2007 | Jun 1, 2009 | no | GREENBAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 1, 2025 | Dec 1, 2025 | 0 | Firm change | Ibd to ibd |
| MORGAN STANLEY | COMMONWEALTH FINANCIAL NETWORK | May 7, 2013 | Apr 19, 2013 | -18 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:149018:WI:2025-12-01 | Dec 1, 2025 | Dec 1, 2025 | GREEN BAY, WI | Firm change |