DFX Intelligence

E•••• M••••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

E•••• M••••• T•••••••••

Advisor at R•• C•••••• M••••••• L••

BOSTON, MA | Pompano Beach, FL

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Search this name across graphsid dfx:ria:bf1f2915-717b-2712-a532-606e16fb1b0f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 6, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jul 21, 2015	n/a	yes	BOSTON, MA\|Pompano Beach, FL\|BOSTON, MA	Current employment
P••••••• L••	n/a	Jul 26, 2002	Dec 20, 2002	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• L••	R•• C•••••• M••••••• L••	Dec 20, 2002	Jul 21, 2015	4,596	Firm change after gap	Other

Relationships

Registered with (2)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jul 21, 2015 to presentfactForm ADV
→ P••••••• L••Registered adviserregistration: previous registration
Jul 26, 2002 to Dec 20, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf1f2915-717b-2712-a532-606e16fb1b0f
First observed: Jul 26, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.