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J••• A••••• B•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••• A••••• B•••• C••••

Advisor at W•••••• B•••• • C•••••• L•••••

SAN MATEO, CA | CHICAGO, IL | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:bf223a3b-62d4-1534-384b-26046d0d1804

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	May 4, 2023	n/a	yes	CHICAGO, IL\|SAN FRANCISCO, CA\|CHICAGO, IL\|SAN MATEO, CA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Apr 15, 2019	May 24, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	W•••••• B•••• • C•••••• L•••••	May 24, 2023	May 4, 2023	-20	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:1252:CA:2023-05-24	May 24, 2023	May 4, 2023	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (2)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
May 4, 2023 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 15, 2019 to May 24, 2023factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
J••• A••••• B•••• C•••• left J••• M••••• P•••••• W••••• A••••••• L•• for W•••••• B•••• • C•••••• L••••• (registered 2023-05-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf223a3b-62d4-1534-384b-26046d0d1804
First observed: Apr 15, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.