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Advisor at COMMONWEALTH FINANCIAL NETWORK
Glen Allen, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 9, 2021 | n/a | yes | Glen Allen, VA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 29, 2011 | Aug 13, 2021 | no | RICHMOND, VA|Richmond, VA|Chesterfield, VA|Glen Allen, VA|Henrico, VA|Glen Allen, VA | Previous registration |
| TOWER SQUARE SECURITIES, INC. | Former SEC adviser | Aug 7, 2007 | Oct 10, 2011 | no | RICHMOND, VA|RICHMOND, VA|RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | COMMONWEALTH FINANCIAL NETWORK | Aug 13, 2021 | Aug 9, 2021 | -4 | Firm change | Ibd to ibd |
| TOWER SQUARE SECURITIES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 10, 2011 | Sep 29, 2011 | -11 | Firm change | Other |