DFX Intelligence

S•••• R••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst13 years in industry

S•••• R••• M•••

Advisor at C••••• L••••• P•••••••

BR•••, TX

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Search this name across graphsid dfx:ria:bf2d6a38-8dd2-8ee5-4c68-f343803b8b29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• L••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• L••••• P•••••••	Independent wealth	Sep 3, 2021	n/a	yes	BR•••, TX	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Aug 22, 2017	Feb 25, 2021	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	C••••• L••••• P•••••••	Feb 25, 2021	Sep 3, 2021	190	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••• L••••• P•••••••Registered adviserregistration: current employment
Sep 3, 2021 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 22, 2017 to Feb 25, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf2d6a38-8dd2-8ee5-4c68-f343803b8b29
First observed: Aug 22, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.