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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

RANDAL JAMES BROWN

Advisor at CENTAURUS FINANCIAL, INC.

FULLERTON, CA

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Search this name across graphsid dfx:ria:bf2f154b-1518-d0b3-d1df-ebcc2ff5bcc7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S63|S65
First exam: May 1, 1997
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: RANDY BROWN
IAPD individual key: 2878181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Jul 12, 2010	n/a	yes	FULLERTON, CA	Current employment
BRITELINE WEALTH MANAGEMENT GROUP	n/a	Jul 2, 2010	Dec 22, 2020	no	FULLERTON, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 27, 2006	May 10, 2010	no	FULLERTON, CA\|FULLERTON, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 23, 2004	Jan 31, 2006	no	FULLERTON, CA\|FULLERTON, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 8, 1997	Apr 26, 2004	no	WHITTIER, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRITELINE WEALTH MANAGEMENT GROUP	CENTAURUS FINANCIAL, INC.	Dec 22, 2020	Jul 12, 2010	-3,816	Firm change after gap	Other
LPL FINANCIAL LLC	BRITELINE WEALTH MANAGEMENT GROUP	May 10, 2010	Jul 2, 2010	53	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Jan 31, 2006	Jan 27, 2006	-4	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 26, 2004	Apr 23, 2004	-3	Firm change	Other

Relationships

Registered with (5)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: current employment
Jul 12, 2010 to presentfactForm ADV
→ BRITELINE WEALTH MANAGEMENT GROUPRegistered adviserregistration: previous registration
Jul 2, 2010 to Dec 22, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 27, 2006 to May 10, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 23, 2004 to Jan 31, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Apr 26, 2004factForm ADV

Dated events

No dated event names this entity yet.