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W•••••• C•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

W•••••• C•••••• D••••

Advisor at O•••••••••

Farmington, CT | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:bf324d68-8dee-7f03-4321-10c8bd832035

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 21, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	May 6, 2019	n/a	yes	OVERLAND PARK, KS\|Farmington, CT	Current employment
F••••• B••••••• I••	Former SEC adviser	Jan 21, 1993	Dec 31, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• B••••••• I••	O•••••••••	Dec 31, 2019	May 6, 2019	-239	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107620:106766:CT:2019-12-31	Dec 31, 2019	May 6, 2019	CHESHIRE, CT	Firm change after gap

Relationships

Registered with (2)

→ O•••••••••Registered adviserregistration: current employment
May 6, 2019 to presentfactForm ADV
→ F••••• B••••••• I••Registered adviserregistration: previous registration
Jan 21, 1993 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf324d68-8dee-7f03-4321-10c8bd832035
First observed: Jan 21, 1993
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.