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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

NORIBA ADVISORS

THREEPOINT CAPITAL GROUP, LLC, CRD 150981

WOODLAND HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf33533f-b4c9-df74-169d-6cd5d59088a8

Data as of Apr 3, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2011 to Apr 3, 2012
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2012-04-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Accounts: 0
SEC number: 801-72642
CRD: 150981
Filings on the tape: 8
First filed: Dec 8, 2011
Latest filed: Apr 3, 2012
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BASSAM, AHMAD YAMA	CEO / PRESIDENT	E	yes	10/2010	Dec 8, 2011	Apr 3, 2012
BASSAM, AHMAD YAMA	MANAGING MEMBER, CEO	Na	yes	04/2011	Dec 8, 2011	Apr 3, 2012
ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC	HOLDING COMPANY	E	yes	04/2011	Dec 8, 2011	Apr 3, 2012
BANERJEE, DEBASISH ("NMN")	FINOP, CFO	Na	no	07/2011	Dec 8, 2011	Apr 3, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 16, 2012	$0	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$0	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Owns (1)

← BANERJEE, DEBASISH ("NMN")OwnerFINOP, CFO, ownership code NA, individual
Dec 8, 2011 to presentfactForm ADV

Controls (2)

← BASSAM, AHMAD YAMAOwnerCEO / PRESIDENT, ownership code E, individual
Dec 8, 2011 to presentfactForm ADV
← ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INCOwnerHOLDING COMPANY, ownership code E, domestic entity
Dec 8, 2011 to presentfactForm ADV

Registered with (1)

← TONY C LIMAdvisorregistration: previous registration
Jan 8, 2018 to Feb 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf33533f-b4c9-df74-169d-6cd5d59088a8
First observed: Dec 8, 2011
Last observed: Apr 3, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORIBA ADVISORS

THREEPOINT CAPITAL GROUP, LLC, CRD 150981

WOODLAND HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf33533f-b4c9-df74-169d-6cd5d59088a8

Data as of Apr 3, 2012 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BASSAM, AHMAD YAMA

CEO / PRESIDENT

yes

10/2010

Dec 8, 2011

Apr 3, 2012

BASSAM, AHMAD YAMA

MANAGING MEMBER, CEO

yes

04/2011

Dec 8, 2011

Apr 3, 2012

ETHICAL TRADING TECHNOLOGIES CAPITAL GROUP, INC

HOLDING COMPANY

yes

04/2011

Dec 8, 2011

Apr 3, 2012

BANERJEE, DEBASISH ("NMN")

FINOP, CFO

07/2011

Dec 8, 2011

Apr 3, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 16, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

n/a