DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

ACCESS SOFTEK ADVISORY SERVICES

ACCESS SOFTEK ADVISORY SERVICES, LLC, CRD 299800

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf39a011-733c-019b-d3f6-cff990a197f7

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: May 30, 2019 to Feb 17, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $7.4MItem 5.F on the latest filing (2026-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.8M
Private client RAUM: $7.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $7.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 2,352
Individual clients: 2,223
High net worth clients: 0
SEC number: 801-116873
CRD: 299800
Filings on the tape: 17
First filed: May 30, 2019
Latest filed: Feb 17, 2026
Organised: Limited Liability Company, CA
Website: accesssoftek.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Patrick Shawn Dobens	n/a	Boston, MA \| NAPERVILLE, IL	5	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ACCESS SOFTEK, INC.	Member	E	yes	10/2018	May 30, 2019	Mar 14, 2024
ALLEN, MARK, NMN	SVP OF INVESTMENT PROGRAMS	Na	yes	10/2018	May 30, 2019	Mar 14, 2024
DONER, CHRISTOPHER, GEORGE PATRICK	Trustee	F	yes	12/2016	May 30, 2019	Mar 14, 2024
DONER, CHRISTOPHER, GEORGE PATRICK	MANAGING MEMBER	Na	yes	10/2018	May 30, 2019	Mar 14, 2024
DONER, CHRISTOPHER, GEORGE PATRICK	Ceo	E	yes	03/1993	May 30, 2019	Mar 14, 2024
THE DONER FAMILY IRREVOCABLE TRUST	Owner	C	yes	12/2016	May 30, 2019	Mar 14, 2024
VISCONTI, FRANCESCA, ELAINA	CHIEF COMPLIANCE OFFICER	Na	yes	08/2021	Aug 18, 2021	Mar 14, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Kentfield	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 17, 2026	$7.4M	$6.8M	4	4	4	n/a	n/a
2024	Feb 28, 2025	$6.3M	$5.6M	4	4	4	n/a	n/a
2023	Mar 14, 2024	$3.5M	$3.5M	2	1	3	n/a	n/a
2022	Jan 18, 2023	$2.5M	$2.5M	3	2	3	n/a	n/a
2021	Feb 4, 2022	$1.1M	$1.1M	4	2	4	n/a	n/a
2020	Mar 10, 2021	$111,541	$111,541	4	1	1	n/a	n/a
2019	Mar 25, 2020	$0	$0	3	1	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$7.4M	$6.3M	18.3%	$2.5M	42.7%	4	4	4	4

Relationships

Registered with (1)

← Patrick Shawn DobensAdvisorregistration: current employment
Aug 18, 2021 to presentfactForm ADV

Controls (5)

← ALLEN, MARK, NMNOwnerSVP OF INVESTMENT PROGRAMS, ownership code NA, individual
May 30, 2019 to Mar 14, 2024factForm ADV
← DONER, CHRISTOPHER, GEORGE PATRICKOwnerCEO, ownership code E, individual
May 30, 2019 to Mar 14, 2024factForm ADV
← VISCONTI, FRANCESCA, ELAINAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 18, 2021 to Mar 14, 2024factForm ADV
← ACCESS SOFTEK, INC.OwnerMEMBER, ownership code E, domestic entity
May 30, 2019 to Mar 14, 2024factForm ADV
← THE DONER FAMILY IRREVOCABLE TRUSTOwnerOWNER, ownership code C, domestic entity
May 30, 2019 to Mar 14, 2024factForm ADV

Dated events

Occurred
Aug 18, 2021
Control person left
Katherine Tess Keppler (Chief Compliance Officer) no longer on Schedule A of Access Softek Advisory Services (listed 2021-06-18, absent 2021-08-18)
Form ADVobserved 6 days ago
Occurred
Aug 18, 2021
Control person joined
Elaina Francesca Visconti (Chief Compliance Officer) appeared on Schedule A of Access Softek Advisory Services
Form ADVobserved 6 days ago
Occurred
May 30, 2019
First Form ADV filing
Access Softek Advisory Services filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf39a011-733c-019b-d3f6-cff990a197f7
First observed: May 30, 2019
Last observed: Feb 17, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACCESS SOFTEK ADVISORY SERVICES

ACCESS SOFTEK ADVISORY SERVICES, LLC, CRD 299800

NAPERVILLE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf39a011-733c-019b-d3f6-cff990a197f7

Data as of Feb 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Patrick Shawn Dobens

n/a

Boston, MA | NAPERVILLE, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ACCESS SOFTEK, INC.

Member

yes

10/2018

May 30, 2019

Mar 14, 2024

ALLEN, MARK, NMN

SVP OF INVESTMENT PROGRAMS

yes

10/2018

May 30, 2019

Mar 14, 2024

DONER, CHRISTOPHER, GEORGE PATRICK

Trustee

yes

12/2016

May 30, 2019

Mar 14, 2024

DONER, CHRISTOPHER, GEORGE PATRICK

MANAGING MEMBER

yes

10/2018

May 30, 2019

Mar 14, 2024

DONER, CHRISTOPHER, GEORGE PATRICK

Ceo

yes

03/1993

May 30, 2019

Mar 14, 2024

THE DONER FAMILY IRREVOCABLE TRUST

Owner

yes

12/2016

May 30, 2019

Mar 14, 2024

VISCONTI, FRANCESCA, ELAINA

CHIEF COMPLIANCE OFFICER

yes

08/2021

Aug 18, 2021

Mar 14, 2024

City

State

Country

Employees

Also broker-dealer

Kentfield

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 17, 2026

$7.4M

$6.8M

n/a

2024

Feb 28, 2025

$6.3M

$5.6M

n/a

2023

Mar 14, 2024

$3.5M

n/a

2022

Jan 18, 2023

$2.5M

n/a

2021

Feb 4, 2022

$1.1M

n/a

2020

Mar 10, 2021

$111,541

n/a

2019

Mar 25, 2020

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$7.4M

$6.3M

18.3%

$2.5M

42.7%