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Advisor at LPL FINANCIAL LLC
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 28, 2017 | n/a | yes | NASHVILLE, TN | Current employment |
| EDWARD JONES | National bd RIA | Jun 8, 2017 | Aug 1, 2017 | no | NASHVILLE, TN|BRENTWOOD, TN|ST LOUIS, MO|NASHVILLE, TN | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | May 19, 1992 | Apr 6, 2004 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | LPL FINANCIAL LLC | Aug 1, 2017 | Aug 28, 2017 | 27 | Firm change | Other |
| SCOTT & STRINGFELLOW, LLC | EDWARD JONES | Apr 6, 2004 | Jun 8, 2017 | 4,811 | Firm change after gap | Other |