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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

THE TOKARZ GROUP ADVISERS LLC

CRD 141577

PURCHASE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf4c48a1-84a7-3f07-6c85-a2b393259539

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 1
Observed: Mar 28, 2012 to Mar 29, 2024
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

The Tokarz Group Advisers LLC

Private equity manager · shared crd

Private Creditcandidate

THE TOKARZ GROUP ADVISERS LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $34.0MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $34.0Mgross asset value as reported per fund; never fund size
SEC number: 801-67221
CRD: 141577
Filings on the tape: 18
First filed: Mar 28, 2012
Latest filed: Mar 29, 2024
Organised: Limited Liability Company, Delaware
Website: ttga.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TTGA SBIC PIONEER FUND I, LP	Other Private Fund	$118M	Mar 31, 2023	27	Mar 30, 2022	reported	021-403288
MVC PRIVATE EQUITY FUND, L.P.	Private Equity Fund	$34.0M	Mar 29, 2024	92	Mar 28, 2012	reported	021-149753
TTGA C-1 MMF LP	Other Private Fund	$13.4M	Mar 30, 2021	3	Mar 29, 2018	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYRNE, KEVIN, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2015	Mar 31, 2015	Mar 29, 2024
HOLTSBERG, WARREN, E	MANAGING DIRECTOR	Na	yes	10/2009	Mar 28, 2012	Mar 29, 2024
SCHUENKE, SCOTT, JOSEPH	CHIEF FINANCIAL OFFICER	Na	yes	11/2013	Mar 28, 2012	Mar 29, 2024
TOKARZ, MICHAEL, THEODORE	Manager	Na	yes	06/2006	Mar 28, 2012	Mar 29, 2024
TOKARZ, MICHAEL, THEODORE	100% SHAREHOLDER	E	yes	09/2006	Mar 28, 2012	Mar 29, 2024
TTG INVESTMENT ADVISERS, INC.	N/A	E	yes	09/2006	Mar 28, 2012	Mar 29, 2024
TOKARZ, NANCY, MARIE	Member	Na	no	06/2006	Mar 28, 2012	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PPC ENTERPRISES LLC	n/a	Asset manager	$2.3B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$34.0M	$0	4	2	1	1	$34.0M
2022	Mar 31, 2023	$159M	$118M	13	9	1	2	$159M
2021	Mar 30, 2022	$161M	$91.0M	15	10	2	2	$161M
2020	Mar 30, 2021	$84.0M	$13.4M	17	10	2	2	$84.0M
2019	Mar 30, 2020	$484M	$484M	17	10	2	1	$21.5M
2018	Mar 29, 2019	$477M	$477M	21	13	2	1	$22.6M
2017	Mar 29, 2018	$515M	$515M	22	14	2	1	$16.3M
2016	Mar 29, 2017	$540M	$540M	20	14	n/a	n/a	n/a
2015	Mar 31, 2016	$674M	$674M	22	16	n/a	n/a	n/a
2014	Mar 31, 2015	$727M	$727M	22	18	n/a	n/a	n/a
2013	Mar 31, 2014	$765M	$765M	21	14	n/a	n/a	n/a
2012	Mar 27, 2013	$565M	$565M	21	14	n/a	n/a	n/a
2011	Mar 28, 2012	$511M	$511M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$34.0M	$159M	-78.6%	$84.0M	-26.0%	4	13	1	1

Relationships

Affiliated with (2)

← PPC ENTERPRISES LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PPC ENTERPRISES LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (3)

→ MVC PRIVATE EQUITY FUND, L.P.Private fundPrivate Equity Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ TTGA SBIC PIONEER FUND I, LPPrivate fundOther Private Fund, IA
Mar 30, 2022 to presentfactForm ADV
→ TTGA C-1 MMF LPPrivate fundOther Private Fund, IA, no longer reported
Mar 29, 2018 to Mar 30, 2021factForm ADV

Controls (5)

← TOKARZ, MICHAEL, THEODOREOwner100% SHAREHOLDER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← SCHUENKE, SCOTT, JOSEPHOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← HOLTSBERG, WARREN, EOwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← BYRNE, KEVIN, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2015 to presentfactForm ADV
← TTG INVESTMENT ADVISERS, INC.OwnerN/A, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV

Owns (1)

← TOKARZ, NANCY, MARIEOwnerMEMBER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
The Tokarz Group Advisers Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $34.0M)
Form ADVobserved 6 days ago
$34.0M
Occurred
Aug 18, 2023
Regulatory AUM changed
The Tokarz Group Advisers Llc reported RAUM $36.9M, down 77% from $159.1M (2023-03-31 to 2023-08-18)
Form ADVobserved 6 days ago
$-122M
Occurred
Mar 31, 2023
Control person left
Lauren Jaclyn Rothchild (Vice President) no longer on Schedule A of The Tokarz Group Advisers Llc (listed 2022-05-02, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
The Tokarz Group Advisers Llc reported RAUM $84.0M, down 83% from $483.7M (2020-03-30 to 2021-03-30)
Form ADVobserved 6 days ago
$-400M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf4c48a1-84a7-3f07-6c85-a2b393259539
First observed: Mar 28, 2012
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE TOKARZ GROUP ADVISERS LLC

CRD 141577

PURCHASE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bf4c48a1-84a7-3f07-6c85-a2b393259539

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TTGA SBIC PIONEER FUND I, LP

Other Private Fund

$118M

Mar 31, 2023

Mar 30, 2022

reported

021-403288

MVC PRIVATE EQUITY FUND, L.P.

Private Equity Fund

$34.0M

Mar 29, 2024

Mar 28, 2012

reported

021-149753

TTGA C-1 MMF LP

Other Private Fund

$13.4M

Mar 30, 2021

Mar 29, 2018

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYRNE, KEVIN, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

01/2015

Mar 31, 2015

Mar 29, 2024

HOLTSBERG, WARREN, E

MANAGING DIRECTOR

yes

10/2009

Mar 28, 2012

Mar 29, 2024

SCHUENKE, SCOTT, JOSEPH

CHIEF FINANCIAL OFFICER

yes

11/2013

Mar 28, 2012

Mar 29, 2024

TOKARZ, MICHAEL, THEODORE

Manager

yes

06/2006

Mar 28, 2012

Mar 29, 2024

TOKARZ, MICHAEL, THEODORE

100% SHAREHOLDER

yes

09/2006

Mar 28, 2012

Mar 29, 2024

TTG INVESTMENT ADVISERS, INC.

N/A

yes

09/2006

Mar 28, 2012

Mar 29, 2024

TOKARZ, NANCY, MARIE

Member

06/2006

Mar 28, 2012

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PPC ENTERPRISES LLC

n/a

Asset manager

$2.3B

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$34.0M

2022

Mar 31, 2023

$159M

$118M

$159M

2021

Mar 30, 2022

$161M

$91.0M

$161M

2020

Mar 30, 2021

$84.0M

$13.4M

$84.0M

2019

Mar 30, 2020

$484M

$21.5M

2018

Mar 29, 2019

$477M

$22.6M

2017

Mar 29, 2018

$515M

$16.3M

2016

Mar 29, 2017

$540M

n/a

2015

Mar 31, 2016

$674M

n/a

2014

Mar 31, 2015

$727M

n/a

2013

Mar 31, 2014

$765M

n/a

2012

Mar 27, 2013

$565M

n/a

2011

Mar 28, 2012

$511M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$34.0M

$159M

-78.6%

$84.0M

-26.0%