DFX Intelligence

J•••• D• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

J•••• D• C•••••••

Advisor at S••••••••• I•••••••••

SMITHFIELD, RI

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Search this name across graphsid dfx:ria:bf4ffd00-8aa3-5e22-2c9f-9dfd1c7dfbda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• I•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 5, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• I•••••••••	State registered	Nov 15, 2010	n/a	yes	SMITHFIELD, RI	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 26, 2005	Nov 15, 2010	no	PROVIDENCE, RI\|PROVIDENCE, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	S••••••••• I•••••••••	Nov 15, 2010	Nov 15, 2010	0	Firm change	Other

Relationships

Registered with (2)

→ S••••••••• I•••••••••Registered adviserregistration: current employment
Nov 15, 2010 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 26, 2005 to Nov 15, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf4ffd00-8aa3-5e22-2c9f-9dfd1c7dfbda
First observed: Oct 26, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.