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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOHN MICHAEL DOLAN

Advisor at NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Midland Park, NJ | NEW YORK, NY

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Search this name across graphsid dfx:ria:bf5b4258-5a74-498f-7c65-97a418dd7713

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 6, 1998
First registration: Sep 20, 2005
Dual registered: yes, broker-dealer
Other names: JOHN M DOLAN
IAPD individual key: 2673335

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Asset manager	Apr 17, 2015	n/a	yes	NEW YORK, NY\|Midland Park, NJ	Current employment
BLACKROCK FUND ADVISORS	Asset manager	Jan 28, 2010	Aug 20, 2013	no	n/a	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 15, 2009	Jan 11, 2010	no	JERSEY CITY, NJ	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	Sep 20, 2005	Mar 19, 2009	no	JERSEY CITY, NJ\|JERSEY CITY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK FUND ADVISORS	NEW YORK LIFE INVESTMENT MANAGEMENT LLC	Aug 20, 2013	Apr 17, 2015	605	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	BLACKROCK FUND ADVISORS	Jan 11, 2010	Jan 28, 2010	17	Firm change	Other
LORD, ABBETT & CO. LLC	CHASE INVESTMENT SERVICES CORP.	Mar 19, 2009	Apr 15, 2009	27	Firm change	Other

Relationships

Registered with (4)

→ NEW YORK LIFE INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 17, 2015 to presentfactForm ADV
→ BLACKROCK FUND ADVISORSRegistered adviserregistration: previous registration
Jan 28, 2010 to Aug 20, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 15, 2009 to Jan 11, 2010factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
Sep 20, 2005 to Mar 19, 2009factForm ADV

Dated events

No dated event names this entity yet.