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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Daniel Alexander Buckman

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Charlottesville, VA | CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:bf60a8d1-0c85-9e27-47d2-6429665c0b37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 28, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Jul 9, 2018
First registration: Jul 28, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5634571

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 31, 2026	n/a	yes	Charlottesville, VA	Current employment
BUCKMAN & COMPANY	State registered	Mar 14, 2025	n/a	yes	CHARLOTTESVILLE, VA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Nov 20, 2023	no	ATLANTA, GA\|Fredericksburg, VA\|FREDERICKSBURG, VA\|CHARLOTTESVILLE, VA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jul 9, 2018	Feb 17, 2021	no	FREDERICKSBURG, VA\|CHARLOTTE, NC\|RICHMOND, VA	Previous registration
SCOTT & STRINGFELLOW, LLC	Former SEC adviser	Jul 28, 2009	Jun 1, 2010	no	RICHMOND, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	BUCKMAN & COMPANY	Nov 20, 2023	Mar 14, 2025	480	Firm change after gap	Ibd to state RIA
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
SCOTT & STRINGFELLOW, LLC	BB&T SECURITIES, LLC	Jun 1, 2010	Jul 9, 2018	2,960	Firm change after gap	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ BUCKMAN & COMPANYRegistered adviserregistration: current employment
Mar 14, 2025 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Nov 20, 2023factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 9, 2018 to Feb 17, 2021factForm ADV
→ SCOTT & STRINGFELLOW, LLCRegistered adviserregistration: previous registration
Jul 28, 2009 to Jun 1, 2010factForm ADV

Dated events

Occurred
Nov 20, 2023
Advisor changed firm
Daniel Alexander Buckman left Truist Advisory Services, Inc. for Buckman & Company (registered 2025-03-14)
Form ADVobserved 5 days ago