DFX Intelligence

M•••••• A•••••• T•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• A•••••• T•••

Advisor at M••••• S••••••

Morristown, NJ

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Search this name across graphsid dfx:ria:bf663427-66fe-4029-682d-96721835a31b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Mar 11, 2026	n/a	yes	Morristown, NJ	Current employment
••••••••	Independent wealth	Nov 5, 2025	Feb 20, 2026	no	Clayton, MO\|West Chester, PA\|Florham Park, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
••••••••	M••••• S••••••	Feb 20, 2026	Mar 11, 2026	19	Firm change	RIA to wirehouse
O•••• W•••••• I•••	••••••••	Aug 26, 2025	Nov 5, 2025

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ ••••••••Registered adviserregistration: previous registration
Nov 5, 2025 to Feb 20, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 24, 2025 to Aug 26, 2025factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf663427-66fe-4029-682d-96721835a31b
First observed: Sep 11, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.