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Advisor at CETERA INVESTMENT ADVISERS LLC
Cockeysville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | Cockeysville, MD | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 28, 2014 | Dec 31, 2023 | no | Rockville, MD|LANHAM, MD|Greenbelt, MD|Rockville, MD | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 2, 1998 | Jan 10, 2014 | no | ROCKVILLE, MD|GREENBELT, MD|GREENBELT, MD|ELKRIDGE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 31, 2023 | Jan 1, 2025 | 367 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Jan 10, 2014 | Aug 28, 2014 | 230 | Firm change | Other |