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Advisor at RBC CAPITAL MARKETS, LLC
Indianapolis, IN | INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 12, 2023 | n/a | yes | INDIANAPOLIS, IN|Indianapolis, IN | Current employment |
| MORGAN STANLEY | Wirehouse | Dec 10, 2021 | Jun 7, 2023 | no | Indianapolis, IN | Previous registration |
| EDWARD JONES | National bd RIA | Jan 27, 2020 | Dec 1, 2021 | no | Terre Haute, IN|ST LOUIS, MO|INDIANAPOLIS, IN|Maryland Heights, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Jun 7, 2023 | May 12, 2023 | -26 | Firm change | Wirehouse to ibd |
| EDWARD JONES | MORGAN STANLEY | Dec 1, 2021 | Dec 10, 2021 | 9 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:31194:IN:2023-06-07 | Jun 7, 2023 | May 12, 2023 | INDIANAPOLIS, IN | Firm change |