DFX Intelligence

A•••••• C••••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

A•••••• C••••••••• K••••••

Advisor at R••••••••• P••• A••••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:bf7fb09c-0f16-67e1-2783-f9a09e224367

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• P••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• P••• A••••••• L••	State registered	Sep 8, 2011	n/a	yes	CINCINNATI, OH	Current employment
S••••• A••• I••••••••• A•••••• S•••••••• I•••	Former SEC adviser	Jan 8, 2004	Dec 31, 2013	no	CINCINNATI, OH\|YOUNGSTOWN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• I••••••••• A•••••• S•••••••• I•••	R••••••••• P••• A••••••• L••	Dec 31, 2013	Sep 8, 2011	-845	Firm change after gap	Other

Relationships

Registered with (2)

→ R••••••••• P••• A••••••• L••Registered adviserregistration: current employment
Sep 8, 2011 to presentfactForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 8, 2004 to Dec 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf7fb09c-0f16-67e1-2783-f9a09e224367
First observed: Jan 8, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.