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RIA / WealthAdvisorCertified Financial Planner17 years in industry

STEPHEN EDWARD RISCHALL

Advisor at NAVALIGN, LLC

ENCINO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NAVALIGN, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 3, 2009
First registration: Mar 4, 2009
Dual registered: no
Other names: STEPHEN EDWARD RISCHALL|STEPHEN EDWARD RISCHALL|STEPHEN RISCHALL
IAPD individual key: 5215325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NAVALIGN, LLC	Independent wealth	Jul 16, 2018	n/a	yes	ENCINO, CA	Current employment
1080 FINANCIAL GROUP	n/a	Jul 29, 2015	Dec 31, 2018	no	ENCINO, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 28, 2013	Aug 3, 2015	no	SHERMAN OAKS, CA	Previous registration
WADDELL & REED	Former SEC adviser	Nov 4, 2009	Oct 25, 2013	no	LAS VEGAS, NV	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2009	Nov 9, 2009	no	VALENCIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
1080 FINANCIAL GROUP	NAVALIGN, LLC	Dec 31, 2018	Jul 16, 2018	-168	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	1080 FINANCIAL GROUP	Aug 3, 2015	Jul 29, 2015	-5	Firm change	Other
WADDELL & REED	SAGEPOINT FINANCIAL, INC.	Oct 25, 2013	Oct 28, 2013	3	Firm change	Other
LPL FINANCIAL LLC	WADDELL & REED	Nov 9, 2009	Nov 4, 2009	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
226710:119919:CA:2018-12-31	Dec 31, 2018	Jul 16, 2018	ENCINO, CA	Firm change after gap

Relationships

Registered with (5)

→ NAVALIGN, LLCRegistered adviserregistration: current employment
Jul 16, 2018 to presentfactForm ADV
→ 1080 FINANCIAL GROUPRegistered adviserregistration: previous registration
Jul 29, 2015 to Dec 31, 2018factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 28, 2013 to Aug 3, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 4, 2009 to Oct 25, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 4, 2009 to Nov 9, 2009factForm ADV

Dated events

No dated event names this entity yet.