DFX Intelligence

S••••• R••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

S••••• R••••• P••••••••

Advisor at J•••••••• I••••••••• A••••••• L••

Los Angeles, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:bf8cd820-c8c7-54fc-784b-97b177e078ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••••• I••••••••• A••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••••• I••••••••• A••••••• L••	Mixed wealth	Apr 17, 2025	n/a	yes	Los Angeles, CA\|Los Angeles, CA\|NEW YORK, NY	Current employment
R•• R•••••••• L••	Bd affiliated wealth	Oct 16, 2015	Sep 15, 2023	no	Beverly Hills, CA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• R•••••••• L••	J•••••••• I••••••••• A••••••• L••	Sep 15, 2023	Apr 17, 2025	580	Firm change after gap	Ibd to ibd

Relationships

Registered with (2)

→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ R•• R•••••••• L••Registered adviserregistration: previous registration
Oct 16, 2015 to Sep 15, 2023factForm ADV

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
S••••• R••••• P•••••••• left R•• R•••••••• L•• for J•••••••• I••••••••• A••••••• L•• (registered 2025-04-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf8cd820-c8c7-54fc-784b-97b177e078ff
First observed: Oct 16, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.