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L•••• Q•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

L•••• Q•••••• F•••••

Advisor at L••••••• W••••• M•••••••••

Atlanta, GA

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Search this name across graphsid dfx:ria:bf923694-a088-a044-70f7-7bbd854eb2e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 11, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• W••••• M•••••••••	Independent wealth	Oct 7, 2005	n/a	yes	Atlanta, GA	Current employment
F•••••••• N•••••• C•••	n/a	Apr 30, 2003	Oct 7, 2005	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	F•••••••• N•••••• C•••	Dec 31, 2006	Apr 30, 2003	-1,341	Firm change after gap	Other
F•••••••• N•••••• C•••	L••••••• W••••• M•••••••••	Oct 7, 2005

Relationships

Registered with (3)

→ L••••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 7, 2005 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 11, 1997 to Dec 31, 2006factForm ADV
→ F•••••••• N•••••• C•••Registered adviserregistration: previous registration
Apr 30, 2003 to Oct 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf923694-a088-a044-70f7-7bbd854eb2e5
First observed: Sep 11, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.