DFX Intelligence

T••••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

T••••••• P•••••••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Boca Raton, FL

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Search this name across graphsid dfx:ria:bf92c789-fde6-29b7-a720-350ddd935a6f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Mar 28, 2024	n/a	yes	Boca Raton, FL\|DENVER, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Jul 19, 2016	Jan 8, 2024	no	Phoenix, AZ\|Boston, MA\|Charlotte, NC\|Jersey City, NJ\|Framingham, MA\|Castro Valley, CA\|Lone Tree, CO\|Naples, FL\|PLantation, FL\|Plantation, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	M••••• G••••• A••••••• I•••	Jan 8, 2024	Mar 28, 2024	80	Firm change	Ibd to RIA
S•••••••• A••••••• L••	C•••••• S••••• • C••• I•••	Apr 13, 2016	Jul 19, 2016

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Mar 28, 2024 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 19, 2016 to Jan 8, 2024factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 3, 2007 to Apr 13, 2016factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bf92c789-fde6-29b7-a720-350ddd935a6f
First observed: Jan 3, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.