DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | May 8, 2018 | n/a | yes | Atlanta, GA | Current employment |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Dec 13, 2017 | Jun 4, 2018 | no | Marietta, GA | Previous registration |
| QUEST CAPITAL STRATEGIES, INC. | Former SEC adviser | Oct 25, 2017 | Dec 13, 2017 | no | FAYETTEVILLE, GA|LAGUNA HILLS, CA|LAGUNA HILLS, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Oct 5, 2017 | no | Marietta, GA|Peachtree Corners, GA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 27, 2015 | Mar 25, 2017 | no | ATLANTA, GA|Alpharetta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 4, 2018 | May 8, 2018 | -27 | Firm change | Ibd to ibd |
| QUEST CAPITAL STRATEGIES, INC. | INVESTACORP ADVISORY SERVICES INC | Dec 13, 2017 | Dec 13, 2017 | 0 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | QUEST CAPITAL STRATEGIES, INC. | Oct 5, 2017 | Oct 25, 2017 | 20 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16783:109011:CA:2017-12-13 | Dec 13, 2017 | Dec 13, 2017 | LAGUNA HILLS, CA | Firm change |
| 10409:16783:GA:2017-09-26 | Oct 5, 2017 | Oct 25, 2017 | PEACHTREE CORNERS, GA | Firm change |