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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Grand Island, NE | Hastings, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 27, 2023 | n/a | yes | Grand Island, NE|Hastings, NE | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 14, 2018 | Oct 27, 2023 | no | GRAND ISLAND, NE|HASTINGS, NE | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Dec 1, 2017 | Feb 14, 2018 | no | GRAND ISLAND, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 27, 2023 | Oct 27, 2023 | 0 | Firm change | Ibd to ibd |
| SII INVESTMENTS, INC. | LPL FINANCIAL LLC | Feb 14, 2018 | Feb 14, 2018 | 0 | Bulk transfer | Ibd to RIA |