This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STRATEGIC INVESTMENT MANAGEMENT

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 26, 1993earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

22derivedfrom the current registration's begin date

Current registrations

1

Registered states

2

Exams

S63

First exam

Nov 26, 1993

Dual registered

no

Other names

ROGER ONEIL BROOKS

IAPD individual key

2412064

Graph

RIA / Wealth Management

Canonical id

dfx:ria:bfa5b927-5d3d-d474-bffa-15143aa5954d

First observed

Nov 26, 1993

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.