DFX Intelligence

J••••• R••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J••••• R••••• E•••••••

Advisor at I••••••••• I••••••••• S•••••••• I••

ALBERT LEA, MN | Southlake, TX

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Search this name across graphsid dfx:ria:bfac1888-8f91-f527-74b1-8d6f28112562

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	Apr 20, 2021	n/a	yes	ALBERT LEA, MN\|Southlake, TX	Current employment
A•••• I••••••••• A•••••••• L••	Mixed wealth	Oct 24, 2018	Oct 15, 2019	no	Dallas, TX\|DEERFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• I••••••••• A•••••••• L••	I••••••••• I••••••••• S•••••••• I••	Oct 15, 2019	Apr 20, 2021	553	Firm change after gap	Other
S••••••• F•••••••• S•••••••• I•••	A•••• I••••••••• A•••••••• L••	Jun 29, 2017	Oct 24, 2018

Relationships

Registered with (3)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: current employment
Apr 20, 2021 to presentfactForm ADV
→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2018 to Oct 15, 2019factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 14, 2015 to Jun 29, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfac1888-8f91-f527-74b1-8d6f28112562
First observed: Oct 14, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.