DFX Intelligence

T••••• K••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

T••••• K••• M••••••

Advisor at M•• I•••••••• S•••••••• L••

Edmonds, WA | Poulsbo, WA

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Search this name across graphsid dfx:ria:bface91c-7077-fad7-1426-3521d231e7da

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Oct 14, 2025	n/a	yes	Edmonds, WA\|Poulsbo, WA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Sep 24, 2018	Oct 16, 2025	no	Silverdale, WA\|SAN DIEGO, CA\|Silverdale, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	M•• I•••••••• S•••••••• L••	Oct 16, 2025	Oct 14, 2025	-2	Firm change	Ibd to ibd
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Sep 21, 2018	Sep 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:8032:WA:2018-09-21	Sep 21, 2018	Sep 24, 2018	PORT HADLOCK, WA	Firm change

Relationships

Registered with (5)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 14, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 24, 2018 to Oct 16, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 4, 2008 to Sep 21, 2018factForm ADV
→ I••• S••••••••• I•••Registered adviser

Dated events

Occurred
Oct 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bface91c-7077-fad7-1426-3521d231e7da
First observed: Jul 28, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.