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S••••• L••• F••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S••••• L••• F••••••••• L•••

CRD 128028

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Search this name across graphsid dfx:ria:bfb44b3b-6322-ba35-d6e3-da0fabfc269a

Data as of Apr 2, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2024 to Apr 2, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $335,000Item 5.F on the latest filing (2024-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $335,000
Private client RAUM: $335,000derivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 1
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• C•••••• D•••••	n/a	PHOENIX, AZ	19	22	n/a	no

Relationships

Registered with (3)

← M•••••• C•••••• D•••••Advisorregistration: current employment
Jul 25, 2007 to presentfactForm ADV
← Douglas Marc SingerAdvisorregistration: previous registration
Jun 2, 2020 to Mar 31, 2021factForm ADV
← PAUL JOSEPH PHILLIPSAdvisorregistration: previous registration
Oct 27, 2006 to Apr 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfb44b3b-6322-ba35-d6e3-da0fabfc269a
First observed: Apr 2, 2024
Last observed: Apr 2, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.