DFX Intelligence

Data Factory

T•• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•• A•••• M•••••••••

T•••••• H•••••••• & B••••• INC, CRD 109139

NORWALK, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bfb56c0f-cf13-fad4-ed6e-1a7bcb693a15

Data as of Mar 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2012 to Mar 2, 2021
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $606MItem 5.F on the latest filing (2021-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $606M
Private client RAUM: $7.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• M••••••• F•••• L••	Hedge Fund	$7.6M	Jul 16, 2020	3	Mar 27, 2012	reported	021-1500702
T•• I••••••••• L••	Other Private Fund	$268,516

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• W••••••	VICE PRESIDENT, PORTFOLIO MANAGER	Na	yes	01/2010	Mar 27, 2012	Mar 2, 2021
C•••••• C••••••••• N•••••••	Shareholder	C	yes	08/2010	Mar 27, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$606M	$730M	-17.0%	$817M	-9.5%	14	14	0	1

Relationships

Controls (6)

← K••••••• J••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← C•••••• C••••••••• N•••••••OwnerSHAREHOLDER, ownership code C, individual
Mar 27, 2012 to presentfactForm ADV
← B•••••• W••••••OwnerVICE PRESIDENT, PORTFOLIO MANAGER, ownership code NA, individual
Mar 27, 2012 to presentfactForm ADV
← M••••••••• M•••••OwnerVICE PRESIDENT, ownership code NA, individual
Mar 25, 2015 to presentfact

Dated events

Occurred
Mar 30, 2020
Control person left
Whitsel William Bryant (Chairman, Treasurer, Director) no longer on Schedule A of T•• A•••• M••••••••• (listed 2019-03-27, absent 2020-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfb56c0f-cf13-fad4-ed6e-1a7bcb693a15
First observed: Mar 27, 2012
Last observed: Mar 2, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.