J••••• L••

Advisor at T••••••••• F•••••••• A•••••••• L••

WEST COVINA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bfbe3582-f9c1-c711-d09b-36b9ad7348fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jun 19, 2018	n/a	yes	WEST COVINA, CA	Current employment
E•• I••••••••• I•••	n/a	Apr 26, 2016	Jun 28, 2016	no	SAN GABRIEL, CA\|SAN GABRIEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• I••••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jun 28, 2016	Jun 19, 2018	721	Firm change after gap	Other
S•••••••• F••••••••• I•••	E•• I••••••••• I•••	May 6, 2014	Apr 26, 2016

Relationships

Registered with (6)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 19, 2018 to presentfactForm ADV
→ E•• I••••••••• I•••Registered adviserregistration: previous registration
Apr 26, 2016 to Jun 28, 2016factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Feb 18, 2014 to May 6, 2014factForm ADV
→ W•••••• • R•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfbe3582-f9c1-c711-d09b-36b9ad7348fb
First observed: Feb 9, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.