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Advisor at VISTA INVESTMENT PARTNERS LLC
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VISTA INVESTMENT PARTNERS LLC | Independent wealth | Mar 25, 2017 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Oct 23, 2009 | Dec 31, 2016 | no | OKLAHOMA CITY, OK | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 27, 2009 | no | Oklahoma City, OK | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jun 1, 2009 | no | OKLAHOMA CITY, OK | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 5, 2001 | Apr 2, 2007 | no | OKLAHOMA CITY, OK|OKLAHOMA CTY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | VISTA INVESTMENT PARTNERS LLC | Dec 31, 2016 | Mar 25, 2017 | 84 | Firm change | Ibd to new firm |
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Oct 27, 2009 | Oct 23, 2009 | -4 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:286014:OK:2016-12-31 | Dec 31, 2016 | Mar 25, 2017 | OKLAHOMA CITY, OK | Firm change |