DFX Intelligence

S•••••• D•••••• Z••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

S•••••• D•••••• Z••••••••

Advisor at F••••••• C••••••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:bfcc30b9-2805-1472-09c7-36376756d935

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 27, 1983earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• C••••••	State registered	Oct 16, 2012	n/a	yes	INDIANAPOLIS, IN	Current employment
W••••• P••••••• • M••••••••• L••	Former SEC adviser	Nov 3, 2009	Oct 4, 2012	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• P••••••• • M••••••••• L••	F••••••• C••••••	Oct 4, 2012	Oct 16, 2012	12	Firm change	Other
C•••••••• G••••• M•••••• I•••	W••••• P••••••• • M••••••••• L••	Apr 20, 2009	Nov 3, 2009

Relationships

Registered with (3)

→ F••••••• C••••••Registered adviserregistration: current employment
Oct 16, 2012 to presentfactForm ADV
→ W••••• P••••••• • M••••••••• L••Registered adviserregistration: previous registration
Nov 3, 2009 to Oct 4, 2012factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 14, 1998 to Apr 20, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfcc30b9-2805-1472-09c7-36376756d935
First observed: May 14, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.