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FPG INVESTMENTS, LLC, CRD 325539
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| BENJAMIN HOLLAND | Certified Financial Planner | CHICAGO, IL | 3 | 18 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FPG INVESTMENTS HOLDINGS, LLC | HOLDING COMPANY | E | yes | 03/2023 | Mar 17, 2023 | Mar 31, 2024 |
| HOLLAND, BENJAMIN | MANAGING MEMBER | E | yes | 03/2023 | Apr 28, 2023 | Mar 31, 2024 |
| HOLLAND, BENJAMIN | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2023 | Apr 28, 2023 | Mar 31, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FIRST PRINCIPLES GROUP MANAGEMENT, LLC | n/a | Asset manager | $1.6B | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 31, 2024 | $35.7M | $35.7M | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $35.7M | n/a | n/a | n/a | n/a | 1 | n/a | 0 | n/a |