DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SCHMITT WEALTH ADVISERS, LLC

SCHMITT WEALTH ADVISERS, CORP., CRD 174958

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bfd26ceb-dc9e-7b6f-a8da-3bab32ba12f1

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2025 to Apr 30, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $135MItem 5.F on the latest filing (2026-04-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $126M
Private client RAUM: $135MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $67.5Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 320
Individual clients: 95
High net worth clients: 49
Custody, client assets: $76.6M
SEC number: 801-132291
CRD: 174958
Filings on the tape: 4
First filed: Mar 3, 2025
Latest filed: Apr 30, 2026
Organised: Limited Liability Company, OH
Website: prolifeinvestor.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW WILLIAM SCHMITT	n/a	CINCINNATI, OH	11	34	2	no
PETER JOSEF SCHMITT	Certified Financial Planner	CINCINNATI, OH	10	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SCHMITT, ANDREW, WILLIAM	MANAGING MEMBER	E	yes	08/2015	Apr 30, 2026	Apr 30, 2026
MCCARTHY, MICHELLE, ANNE	CHIEF COMPLIANCE OFFICER	Na	no	02/2025	Apr 30, 2026	Apr 30, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$135M	$126M	3	2	0	n/a	n/a
2024	Mar 3, 2025	$118M	$107M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$135M	$118M	14.6%	n/a	n/a	3	3	0	0

Relationships

Owns (1)

← MCCARTHY, MICHELLE, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 30, 2026 to presentfactForm ADV

Controls (1)

← SCHMITT, ANDREW, WILLIAMOwnerMANAGING MEMBER, ownership code E, individual
Apr 30, 2026 to presentfactForm ADV

Registered with (2)

← PETER JOSEF SCHMITTAdvisorregistration: current employment
Apr 20, 2016 to presentfactForm ADV
← ANDREW WILLIAM SCHMITTAdvisorregistration: current employment
Aug 4, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfd26ceb-dc9e-7b6f-a8da-3bab32ba12f1
First observed: Mar 3, 2025
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHMITT WEALTH ADVISERS, LLC

SCHMITT WEALTH ADVISERS, CORP., CRD 174958

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bfd26ceb-dc9e-7b6f-a8da-3bab32ba12f1

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW WILLIAM SCHMITT

n/a

CINCINNATI, OH

PETER JOSEF SCHMITT

Certified Financial Planner

CINCINNATI, OH

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SCHMITT, ANDREW, WILLIAM

MANAGING MEMBER

yes

08/2015

Apr 30, 2026

MCCARTHY, MICHELLE, ANNE

CHIEF COMPLIANCE OFFICER

02/2025

Apr 30, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$135M

$126M

n/a

2024

Mar 3, 2025

$118M

$107M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$135M

$118M

14.6%

n/a