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N••••••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

N••••••••• A•••• M•••••••••

N••••••••• A•••• M••••••••• LLC, CRD 300366

PLYMOUTH, MN

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Search this name across graphsid dfx:ria:bfe0d4e5-0f59-f620-0174-ce61fcfc0475

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 39
Dated events: 16
On other graphs: 0
Observed: Apr 14, 2021 to Jul 2, 2026
25 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

O••• P••••••• V• G• L•

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Private Equityowner

O••• P••••••• V• L•

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Venture Capitalowner

T• X•••••• L•••

owned by this fund per Schedule A/B (the fund is on its sponsor's Form ADV) · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $4.3BItem 5.F on the latest filing (2026-07-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.3B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• J••••• L••••	CHIEF INVESTMENTS & BUSINESS DEVELOPMENT OFFICER	Na	yes	04/2021	Apr 14, 2021	Jul 8, 2024
D••••• J••••••• T••••• H•••••	CHIEF MANAGER AND PRESIDENT	Na	yes	04/2021	Apr 14, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W••••• E••••••••• A••••••• S•••••••• L••	n/a	Bd affiliated wealth	$122B	N	yes	n/a
A••••••• B••••••• P••••••• G••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.3B	$2.9B	50.2%	$2.7B	17.4%	12	12	0	0

Relationships

Affiliated with (2)

← W••••• E••••••••• A••••••• S•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (30)

← W••••••••• K••••• J•••••OwnerCHIEF FINANCIAL OFFICER AND TREASURER, ownership code NA, individual
Apr 14, 2021 to Jul 8, 2024factForm ADV
← D••••• J••••••• T••••• H•••••

Dated events

Occurred
Mar 26, 2026
Regulatory AUM changed
N••••••••• A•••• M••••••••• reported RAUM $4.3B, up 50% from $2.9B (2026-02-23 to 2026-03-26)
Form ADVobserved 7 days ago
$1.4B
Occurred
Jul 8, 2024
Control person left
Wilfred Gerald Schwartz (Owner) no longer on Schedule A of N••••••••• A•••• M••••••••• (listed 2024-04-26, absent 2024-07-08)
Form ADVobserved 7 days ago
Occurred
Apr 26, 2024
Control person joined
Wilfred Gerald Schwartz (Owner) appeared on Schedule A of N••••••••• A•••• M•••••••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bfe0d4e5-0f59-f620-0174-ce61fcfc0475
First observed: Apr 14, 2021
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.