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Advisor at WELLS FARGO ADVISORS
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 23, 2023 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 25, 2023 | no | BEVERLY HILLS, CA|LOS ANGELES, CA|LOS ANGELES, CA|BEVERLY HILLS, CA|BEVERLY HILLS, CA|CHICAGO, IL|PASADENA, CA|Los Angeles, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 16, 2009 | Oct 1, 2012 | no | NEW YORK, NY|NEWPORT BEACH, CA|IRVINE, CA|NEWPORT BEACH, CA|COSTA MESA, CA|BEVERLY HILLS, CA|BEVERLY HILLS, CA|LOS ANGELES, CA|LOS ANGELES, CA|NEWPORT BEACH, CA|NEWPORT BEACH, CA|COSTA MESA, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Oct 25, 2023 | Oct 23, 2023 | -2 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:19616:CA:2023-10-23 | Oct 25, 2023 | Oct 23, 2023 | LOS ANGELES, CA | Firm change |