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Advisor at GALLIOTT CAPITAL ADVISORS, LLC
BEVERLY HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GALLIOTT CAPITAL ADVISORS, LLC | Mixed wealth | Feb 22, 2022 | n/a | yes | BEVERLY HILLS, CA | Current employment |
| GALLIOTT CAPITAL ADVISORS, LLC | Mixed wealth | Apr 5, 2021 | Dec 10, 2021 | no | BEVERLY HILLS, CA | Previous registration |
| INSIGNEO ADVISORY SERVICES, LLC | Mixed wealth | Jul 1, 2020 | Dec 21, 2021 | no | Beverly Hills, CA|MIAMI, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2016 | Jul 30, 2020 | no | Los Angeles, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 9, 2010 | Jun 7, 2016 | no | Los Angeles, CA | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Mar 13, 2008 | Aug 13, 2010 | no | LOS ANGELES, CA|Los Angeles, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 28, 2001 | Mar 26, 2008 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INSIGNEO ADVISORY SERVICES, LLC | GALLIOTT CAPITAL ADVISORS, LLC | Dec 21, 2021 | Apr 5, 2021 | -260 | Firm change after gap | RIA to new firm |
| MORGAN STANLEY | INSIGNEO ADVISORY SERVICES, LLC | Jul 30, 2020 | Jul 1, 2020 | -29 | Firm change | Wirehouse to RIA |
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Jun 7, 2016 | Jun 1, 2016 | -6 | Firm change | Wirehouse to wirehouse |
| DEUTSCHE BANK SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Aug 13, 2010 | Jul 9, 2010 | -35 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | DEUTSCHE BANK SECURITIES INC. | Mar 26, 2008 | Mar 13, 2008 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:CA:2016-06-07 | Jun 7, 2016 | Jun 1, 2016 | LOS ANGELES, CA | Firm change |