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Advisor at CETERA INVESTMENT ADVISERS LLC
Westbury, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 31, 2021 | n/a | yes | Westbury, NY | Current employment |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Jul 30, 2013 | Jun 20, 2019 | no | WESTBURY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORESTERS ADVISORY SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Jun 20, 2019 | Mar 31, 2021 | 650 | Bulk transfer | Ibd to ibd |