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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JUANITA WHITE STEPHENS

Advisor at OSAIC WEALTH, INC.

ROUND ROCK, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 30, 2004
First registration: Jun 14, 2010
Dual registered: yes, broker-dealer
Other names: JUANITA WHITE|JUANITA WHITE LINDLEY
IAPD individual key: 4247523

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	ROUND ROCK, TX	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Aug 1, 2014	Sep 1, 2023	no	SCOTTSDALE, AZ\|ROUND ROCK, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jul 15, 2014	Jul 17, 2014	no	HOUSTON, TX\|AUSTIN, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 11, 2013	Jun 4, 2014	no	SCOTTSDALE, AZ\|CEDAR PARK, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 26, 2011	Oct 3, 2013	no	AUSTIN, TX	Previous registration
CHOICE ADVISORY GROUP, INC.	Former SEC adviser	Jun 14, 2010	May 23, 2011	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
PRUCO SECURITIES, LLC	SAGEPOINT FINANCIAL, INC.	Jul 17, 2014	Aug 1, 2014	15	Firm change	Other
SAGEPOINT FINANCIAL, INC.	PRUCO SECURITIES, LLC	Jun 4, 2014	Jul 15, 2014	41	Firm change	Other
LPL FINANCIAL LLC	SAGEPOINT FINANCIAL, INC.	Oct 3, 2013	Sep 11, 2013	-22	Firm change	Other
CHOICE ADVISORY GROUP, INC.	LPL FINANCIAL LLC	May 23, 2011	May 26, 2011	3	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Aug 1, 2014 to Sep 1, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jul 15, 2014 to Jul 17, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 26, 2011 to Oct 3, 2013factForm ADV
→ CHOICE ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Jun 14, 2010 to May 23, 2011factForm ADV

Dated events

No dated event names this entity yet.