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A•••••••• M•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

A•••••••• M•••••• W•••••

Advisor at K•••• F••••••••

BONITA, CA

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Search this name across graphsid dfx:ria:bffffac2-c172-e5e7-54bc-685014747f32

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• F••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• F••••••••	State registered	Apr 23, 2026	n/a	yes	BONITA, CA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	Jun 16, 2026	no	BONITA, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	K•••• F••••••••	Jun 16, 2026	Apr 23, 2026	-54	Firm change after gap	Ibd to state RIA
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:340891:CA:2026-06-16	Jun 16, 2026	Apr 23, 2026	BONITA, CA	Firm change after gap
105644:104556:CA:2022-11-09	Nov 9, 2022	Nov 7, 2022	BONITA, CA	Firm change

Relationships

Registered with (3)

→ K•••• F••••••••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 5, 2025 to Jun 16, 2026factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Nov 7, 2022 to Sep 5, 2025factForm ADV

Dated events

Occurred
Jun 16, 2026
Advisor changed firm
A•••••••• M•••••• W••••• left C••••• I••••••••• A••••••• L•• for K•••• F•••••••• (registered 2026-04-23)
Form ADVobserved 7 days ago
Occurred
Nov 9, 2022
Advisor changed firm
A•••••••• M•••••• W••••• left C••••• I••••••••• A••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-11-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bffffac2-c172-e5e7-54bc-685014747f32
First observed: Jan 22, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.