DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
Old Lyme, CT | New Haven, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 21, 2022 | n/a | yes | Old Lyme, CT|New Haven, CT | Current employment |
| PRINCIPLE WEALTH | Independent wealth | Oct 2, 2020 | Jan 5, 2022 | no | MADISON, CT | Previous registration |
| ESSEX FINANCIAL SERVICES, INC. | Independent wealth | Feb 21, 2018 | Sep 30, 2020 | no | ESSEX, CT|ESSEX, CT|ESSEX, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPLE WEALTH | MORGAN STANLEY | Jan 5, 2022 | Jan 21, 2022 | 16 | Firm change | RIA to wirehouse |
| ESSEX FINANCIAL SERVICES, INC. | PRINCIPLE WEALTH | Sep 30, 2020 | Oct 2, 2020 | 2 | Firm change | RIA to RIA |